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Role requirement

Vacancy type

Permanent

Sector

Business Support

Specialisim

Risk & Compliance

Location

Newcastle upon Tyne, Tyne and Wear

Language skills

English

Job reference No.

15942

Salary

Competitive

Data Published

16/01/2025

Closing date

06/02/2025

Job Description:

Do you have experience working in a compliance or assurance function within financial services, and designing and completing monitoring plans? Our client, a financial services firm, has a fantastic opportunity for Head of Compliance Monitoring to join the team on a permanent basis in Newcastle.

Skills/Experience:

  • Experience of working in a compliance or assurance function within financial services.
  • Experience designing and completing monitoring plans.
  • Strong knowledge of the FCA handbook and the financial services regulatory framework
  • Strong communication and stakeholder management skills
  • Positive and self-motivated with a can-do attitude to problem solving.
  • Degree educated and or qualifications from recognised industry providers such as CISI, ICA or FSA.

Core Responsibilities:

  • Lead and manage the Compliance Monitoring team to ensure effective oversight of all compliance activities.
  • Design the annual compliance monitoring plan and oversee agreed monitoring activities, including scoping, fieldwork, documentation and reporting.
  • Prepare and present detailed reports on compliance activities and findings to the Board and Committees.
  • Assist in the gathering of internal information in response to regulatory returns and requests.
  • Completion of due diligence on third parties.
  • Contribute to robust and effective compliance controls within the firm.
  • Collaborate with other departments to create a culture of compliance.
  • Support the Head of Compliance and Deputy Head of Compliance with project work as required.

Benefits:

  • A highly competitive salary
  • Wider Benefits package

Core-Asset Consulting is an equal opportunities recruiter and we welcome applications from everyone irrespective of age, disability, gender, gender identity or expression, race, colour, ethnic or national origin, sexual orientation, religion or belief, marital/civil partner status or pregnancy.

Job reference: 15942

To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.

At Core-Asset, we're committed to protecting and respecting your privacy. Our privacy statement explains when and why we collect personal information about people who engage with our services, how we use it, the conditions under which we may disclose it to others, and how we keep it secure. We may change this policy from time to time, so please check this policy occasionally to ensure that you're happy with any changes.

By engaging with us (either by applying for a job we're advertising, registering through our website, or getting in touch with our business) you're agreeing to be bound by this policy.

Core-Asset Consulting is committed to protecting the privacy of our candidates, clients and website users. For further information, please refer to our full Privacy Statement available on our website http://www.core-asset.co.uk/about-core-asset/privacy-statement

Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.

INDPERM

Contact

Image
T: 0131 264 0232
Titta Hukkanen Business Manager, Business Support Services

Titta has been with Core-Asset Consulting for 18 years, starting her recruitment career with the company. She specialises in Compliance, Financial Crime, Marketing, Pensions, and HR recruitment, with a passion for compliance and HR roles. Titta provides tailored and personal service.

Titta's expertise in Defined Benefit pensions is highly regarded, addressing a niche but critical area. Clients and candidates consistently praise her reliability and commitment to excellence. Known for her detailed understanding of various sectors, Titta is a trusted and respected consultant, continually fostering successful placements and strong relationships within the industry.

We put people before profit, service before sales and ethics above all.

Betsy Williamson Chief Executive Officer

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