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Role requirement

Vacancy type

Permanent

Sector

Private Wealth Management

Specialisim

Compliance (Private Wealth)

Location

Newcastle upon Tyne, Tyne and Wear

Language skills

English

Job reference No.

15917

Salary

Competitive

Data Published

12/12/2024

Closing date

26/12/2024

Job Description:

Our client is looking for someone with excellent communication skills to work as a Training and Competence Supervisor on a permanent basis. This role would suit someone who is currently working in a T&C focused role, or perhaps in a people-focused position with relevant qualifications, looking for a development opportunity.

Skills/Experience:

  • Ideally from a financial services training and competence background.
  • Level 4 Diploma qualified, preferably with AF6 or working towards this or an equivalent qualification.
  • A sound product and technical knowledge across all aspects of financial services with particular knowledge and experience of all types of pensions and investments.
  • Ideally some Training and Competence experience
  • Strong organisational skills.
  • Ability to work on multiple tasks and projects.
  • Excellent communication skills.
  • Flexible approach.
  • Committed and self-motivated
  • Willing and able to develop wide skills and knowledge, including keeping abreast of regulatory updates and recommending amendments to current standards and procedures as appropriate.

Core Responsibilities:

  • Providing support to advisors on all aspects of training, competency and compliance
  • Provide ongoing supervision to advisors in line with supervisory standards set within the function.
  • Managing induction and supervision of new entrants.
  • Provision of technical, supervisory and compliance support to new and existing advisers.
  • Completion of annual and additional risk based one to ones with advisers.
  • Collating data and recording results on the system, identification, and reporting of trends by adviser or firm level.
  • Providing appropriate feedback both written and verbal to individual advisers.
  • Performing and recording further reviews on an ongoing basis.
  • Liaison with colleagues within the firm across the training and administration functions where necessary
  • The individual will be expected to learn other aspects of compliance with a view to providing cover whenever needed.

Benefits:

  • A highly competitive salary
  • Wider Benefits package

Core-Asset Consulting is an equal opportunities recruiter and we welcome applications from everyone irrespective of age, disability, gender, gender identity or expression, race, colour, ethnic or national origin, sexual orientation, religion or belief, marital/civil partner status or pregnancy.

Job reference: 15917

To apply for this vacancy applicants must be eligible to work in the UK in accordance with the Immigration, Asylum and Nationality Act 2006.

At Core-Asset, we're committed to protecting and respecting your privacy. Our privacy statement explains when and why we collect personal information about people who engage with our services, how we use it, the conditions under which we may disclose it to others, and how we keep it secure. We may change this policy from time to time, so please check this policy occasionally to ensure that you're happy with any changes.

By engaging with us (either by applying for a job we're advertising, registering through our website, or getting in touch with our business) you're agreeing to be bound by this policy.

Core-Asset Consulting is committed to protecting the privacy of our candidates, clients and website users. For further information, please refer to our full Privacy Statement available on our website http://www.core-asset.co.uk/about-core-asset/privacy-statement

Core-Asset Consulting offers specialist recruitment services to asset management, accounting & finance, asset servicing, legal and the wider financial services sector in Scotland.

INDPERM

Contact

Image
T: 0131 264 0238 M: 07535 897 729
Kim Bower Business Manager, Middle Office Asset Management & Legal

Kim has been a dedicated member of Core-Asset Consulting for over 15 years, and her recruitment expertise spans several critical areas, including Legal, Risk & Compliance, Data, Governance, and ESG (Environmental, Social, and Governance).

Kim’s approach is authentic and people-focused, ensuring that every candidate and client receives honest, reliable, and professional service. This dedication to quality and integrity has cemented her reputation as a trusted advisor in the recruitment industry, driving successful placements and fostering enduring client partnerships. Her impact on the legal sector includes highlighting the opportunities in in-house legal roles, promoting flexible and remote working, and advocating for diversity and inclusion within the profession. Known for her professional and proactive approach, Kim consistently delivers the highest standards of service.

We put people before profit, service before sales and ethics above all.

Betsy Williamson Chief Executive Officer

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